Insider Trading disclosures for Capital Southwest Corp.

The latest disclosure was made by Lynn Rogers-Windsor Ramona in Capital Southwest Corp. where a trade of 250 Common Stock done at an average price of $22.7 was reported to US exchanges on Dec. 12, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name	Client Category	Action	Reported to Exchange	Quantity	Post Transaction Holding	Traded %	Avg. Price	Value	Security Type
Lynn Rogers-Windsor Ramona	Director	Purchase of securities on an exchange or from another person at price $ 22.67 per share.	12 Dec 2024	250	16,406 (0%)	0%	22.7	5,667	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 23.13 per share.	08 Nov 2024	256	9,279 (0%)	0%	23.1	5,921	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 23.07 per share.	07 Nov 2024	500	16,156 (0%)	0%	23.1	11,533	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 25.03 per share.	16 Sep 2024	250	15,363 (0%)	0%	25.0	6,258	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 23.94 per share.	09 Aug 2024	406	9,023 (0%)	0%	23.9	9,720	Common Stock
William R. Thomas	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2024	2,090	16,151 (0%)	0%		0	Common Stock
John D. Furst	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2024	2,090	45,755 (0%)	0%		0	Common Stock
Christine S. Battist	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2024	2,090	7,281 (0%)	0%		0	Common Stock
David R. Brooks	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2024	2,090	38,751 (0%)	0%		0	Common Stock
Ramona Lynn Rogers-Windsor	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Aug 2024	2,090	15,113 (0%)	0%		0	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 26.13 per share.	28 Jun 2024	200	12,798 (0%)	0%	26.1	5,226	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 24.95 per share.	21 Jun 2024	197	8,617 (0%)	0%	25.0	4,916	Common Stock
Bowen S. Diehl	Director, President and CEO		09 Jun 2024	8,422	226,225 (1%)	0%	26.1	220,067	Common Stock
Bowen S. Diehl	Director, President and CEO		09 Jun 2024	95,000	303,943 (1%)	0%		0	Common Stock
Bowen S. Diehl	Director, President and CEO		09 Jun 2024	17,282	208,943 (1%)	0%	26.1	451,579	Common Stock
Joshua S. Weinstein	Senior Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.13 per share.	09 Jun 2024	10,117	191,690 (1%)	0%	26.1	264,357	Common Stock
Joshua S. Weinstein	Senior Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.13 per share.	09 Jun 2024	3,560	201,807 (1%)	0%	26.1	93,023	Common Stock
Joshua S. Weinstein	Senior Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Jun 2024	60,000	251,690 (1%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.13 per share.	09 Jun 2024	4,723	348,033 (1%)	0%	26.1	123,412	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Jun 2024	75,000	409,426 (2%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 26.13 per share.	09 Jun 2024	13,607	334,426 (1%)	0%	26.1	355,551	Common Stock
William R. Thomas	Director	Purchase of securities on an exchange or from another person at price $ 25.87 per share.	03 Jun 2024	9,400	14,061 (0%)	0%	25.9	243,139	Common Stock
William R. Thomas	Director	Gift of securities by or to the insider at price $ 0.00 per share.	03 Jun 2024	8,217	4,661 (0%)	0%		0	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 25.25 per share.	29 May 2024	192	8,420 (0%)	0%	25.3	4,848	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 25.65 per share.	23 May 2024	500	12,598 (0%)	0%	25.7	12,825	Common Stock
Rogers-Windsor Lynn Ramona	Director	Purchase of securities on an exchange or from another person at price $ 23.29 per share.	21 Dec 2023	500	11,663 (0%)	0%	23.3	11,645	Common Stock
William R. Thomas	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2023	2,240	12,878 (0%)	0%		0	Common Stock
Jack D. Furst	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2023	2,240	43,665 (0%)	0%		0	Common Stock
Christine S. Battist	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2023	2,240	5,171 (0%)	0%		0	Common Stock
David R. Brooks	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2023	2,240	36,661 (0%)	0%		0	Common Stock
Ramona Lynn Rogers-Windsor	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2023	2,240	10,462 (0%)	0%		0	Common Stock
Bowen S. Diehl	Director, President and CEO		09 Jun 2023	85,612	254,134 (1%)	0%		0	Common Stock
Bowen S. Diehl	Director, President and CEO		09 Jun 2023	17,282	236,852 (1%)	0%	19.9	343,221	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Jun 2023	59,928	367,152 (1%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.86 per share.	09 Jun 2023	12,527	354,625 (1%)	0%	19.9	248,786	Common Stock
Joshua S. Weinstein	Senior Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	09 Jun 2023	51,367	225,382 (1%)	0%		0	Common Stock
Joshua S. Weinstein	Senior Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.86 per share.	09 Jun 2023	8,084	217,298 (1%)	0%	19.9	160,548	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 19.69 per share.	06 Feb 2023	500	7,907 (0%)	0%	19.7	9,843	Common Stock
Bowen S. Diehl	Director, President and CEO		15 Nov 2022	7,230	168,520 (0%)	0%	19.1	138,021	Common Stock
Michael Scott Sarner	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.09 per share.	15 Nov 2022	6,138	307,224 (1%)	0%	19.1	117,174	Common Stock
Joshua S. Weinstein	Senior Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 19.09 per share.	15 Nov 2022	3,688	174,015 (0%)	0%	19.1	70,404	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 18.97 per share.	04 Nov 2022	500	7,262 (0%)	0%	19.0	9,485	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 18.99 per share.	03 Nov 2022	510	2,931 (0%)	0%	19.0	9,685	Common Stock
William R. Thomas	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2022	2,421	10,638 (0%)	0%		0	Common Stock
Jack D. Furst	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2022	2,421	41,425 (0%)	0%		0	Common Stock
Christine S. Battist	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2022	2,421	2,421 (0%)	0%		0	Common Stock
David R. Brooks	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2022	2,421	34,421 (0%)	0%		0	Common Stock
Ramona Lynn Rogers-Windsor	Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Aug 2022	2,421	6,636 (0%)	0%		0	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 18.57 per share.	22 Jun 2022	850	4,129 (0%)	0%	18.6	15,784	Common Stock
Bowen S. Diehl	Director, President and CEO		10 Jun 2022	63,397	201,304 (1%)	0%		0	Common Stock
Bowen S. Diehl	Director, President and CEO		10 Jun 2022	11,046	190,258 (1%)	0%	21.6	238,815	Common Stock
Michael Scott Sarner	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.62 per share.	10 Jun 2022	7,945	313,362 (1%)	0%	21.6	171,771	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Jun 2022	43,990	321,307 (1%)	0%		0	Common Stock
Joshua S. Weinstein	Senior Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 21.62 per share.	10 Jun 2022	4,335	177,703 (0%)	0%	21.6	93,723	Common Stock
Joshua S. Weinstein	Senior Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Jun 2022	37,473	182,038 (0%)	0%		0	Common Stock
Ramona Lynn Rogers-Windsor	Director	Purchase of securities on an exchange or from another person at price $ 23.81 per share.	30 Mar 2022	750	3,229 (0%)	0%	23.8	17,861	Common Stock
David R. Brooks	Director	Purchase of securities on an exchange or from another person at price $ 23.93 per share.	29 Mar 2022	2,000	32,000 (0%)	0%	23.9	47,858	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 25.00 per share.	17 Feb 2022	389	8,248 (0%)	0%	25.0	9,724	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 24.35 per share.	20 Dec 2021	400	7,859 (0%)	0%	24.4	9,740	Common Stock
Bowen S. Diehl	Director, President and CEO		15 Nov 2021	11,833	137,897 (0%)	0%	27.4	323,988	Common Stock
Michael Scott Sarner	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.38 per share.	15 Nov 2021	9,974	277,317 (1%)	0%	27.4	273,088	Common Stock
Joshua S. Weinstein	Senior Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.38 per share.	15 Nov 2021	5,364	144,565 (0%)	0%	27.4	146,866	Common Stock
Michael Scott Sarner	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 26.83 per share.	09 Nov 2021	3,354	287,291 (1%)	0%	26.8	90,000	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 25.40 per share.	28 Sep 2021	700	7,459 (0%)	0%	25.4	17,780	Common Stock
William R. Thomas	Director	Sale of securities on an exchange or to another person at price $ 27.70 per share.	09 Sep 2021	4,000	0 (0%)	0%	27.7	110,782	Common Stock
William R. Thomas	Director	Purchase of securities on an exchange or from another person at price $ 27.72 per share.	09 Sep 2021	2,000	6,000 (0%)	0%	27.7	55,437	Common Stock
William R. Thomas	Director	Purchase of securities on an exchange or from another person at price $ 27.72 per share.	09 Sep 2021	2,000	6,000 (0%)	0%	27.7	55,442	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 27.75 per share.	09 Sep 2021	568	6,759 (0%)	0%	27.8	15,764	Common Stock
T. Duane Morgan	Director	Purchase of securities on an exchange or from another person at price $ 26.39 per share.	31 Aug 2021	381	4,776 (0%)	0%	26.4	10,055	Common Stock
Bowen S. Diehl	Director, President and CEO		10 Jun 2021	5,886	160,512 (0%)	0%	27.7	162,748	Common Stock
Bowen S. Diehl	Director, President and CEO		10 Jun 2021	45,668	166,398 (0%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Jun 2021	38,818	287,381 (1%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.65 per share.	10 Jun 2021	3,444	283,937 (1%)	0%	27.7	95,227	Common Stock
Joshua S. Weinstein	Senior Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 27.65 per share.	10 Jun 2021	1,965	149,929 (0%)	0%	27.6	54,332	Common Stock
Joshua S. Weinstein	Senior Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Jun 2021	33,109	151,894 (0%)	0%		0	Common Stock
Christine S. Battist	Director	Purchase of securities on an exchange or from another person at price $ 21.45 per share.	19 Mar 2021	1,000	6,191 (0%)	0%	21.5	21,450	Common Stock
David R. Brooks	Director	Purchase of securities on an exchange or from another person at price $ 20.57 per share.	11 Feb 2021	1,500	30,000 (0%)	0%	20.6	30,851	Common Stock
Bowen S. Diehl	Director, President and CEO		10 Jun 2020	66,631	161,577 (0%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Jun 2020	55,527	248,563 (1%)	0%		0	Common Stock
Bowen S. Diehl	Director, President and CEO		20 Mar 2020	20,000	308,353 (1%)	0%	9.5	189,200	Common Stock
Michael Scott Sarner	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 9.40 per share.	20 Mar 2020	21,500	193,036 (1%)	0%	9.4	202,100	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 8.84 per share.	18 Mar 2020	15,500	39,004 (0%)	0%	8.8	136,964	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 8.84 per share.	18 Mar 2020	39,000	39,000 (0%)	0%	8.8	344,620	Common Stock
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 8.90 per share.	18 Mar 2020	4,000	28,500 (0%)	0%	8.9	35,596	Common Stock
Christine S. Battist	None	Purchase of securities on an exchange or from another person at price $ 10.33 per share.	17 Mar 2020	950	5,191 (0%)	0%	10.3	9,815	Common Stock
Christine S. Battist	None	Purchase of securities on an exchange or from another person at price $ 18.61 per share.	02 Mar 2020	537	4,241 (0%)	0%	18.6	9,994	Common Stock
Michael Scott Sarner	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 18.15 per share.	28 Feb 2020	4,150	171,536 (0%)	0%	18.1	75,318	Common Stock
Christine S. Battist	None	Purchase of securities on an exchange or from another person at price $ 20.35 per share.	24 Feb 2020	1,000	3,704 (0%)	0%	20.4	20,351	Common Stock
Bowen S. Diehl	Director, President and CEO		15 Nov 2019	22,500	141,923 (0%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Nov 2019	19,000	167,386 (0%)	0%		0	Common Stock
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 21.37 per share.	30 Aug 2019	2,500	24,500 (0%)	0%	21.4	53,423	Common Stock
Christine S. Battist	None	Purchase of securities on an exchange or from another person at price $ 21.85 per share.	28 Aug 2019	910	2,704 (0%)	0%	21.9	19,888	Common Stock
Bowen S. Diehl	Director, President and CEO		29 Mar 2019	2,852	123,275 (0%)	0%	11	31,372	Common Stock
Bowen S. Diehl	Director, President and CEO		29 Mar 2019	3,123	0	-		-	Non-qualified Stock Option
Bowen S. Diehl	Director, President and CEO		29 Mar 2019	2,852	0	-		-	Incentive Stock Option
Bowen S. Diehl	Director, President and CEO		29 Mar 2019	3,123	126,398 (0%)	0%	11	34,353	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 18.16 per share.	24 Dec 2018	2,900	20,000 (0%)	0%	18.2	52,664	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 18.78 per share.	24 Dec 2018	3,504	23,504 (0%)	0%	18.8	65,805	Common Stock
Bowen S. Diehl	Director, President and CEO		15 Nov 2018	51,000	154,655 (0%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Nov 2018	43,400	148,386 (0%)	0%		0	Common Stock
Christine S. Battist	None	Purchase of securities on an exchange or from another person at price $ 19.53 per share.	12 Nov 2018	1,000	1,794 (0%)	0%	19.5	19,527	Common Stock
Christine S. Battist	None	Purchase of securities on an exchange or from another person at price $ 19.01 per share.	21 Aug 2018	794	794 (0%)	0%	19.0	15,094	Common Stock
Bowen S. Diehl	Director, President and CEO		15 Aug 2018	50,000	0	-		-	Non-qualified Stock Option
Bowen S. Diehl	Director, President and CEO		15 Aug 2018	50,000	169,257 (1%)	0%	11.5	576,500	Common Stock
Bowen S. Diehl	Director, President and CEO		20 Jun 2018	6,247	3,123	-		-	Non-qualified Stock Option
Bowen S. Diehl	Director, President and CEO		20 Jun 2018	5,705	110,349 (0%)	0%	11	62,755	Common Stock
Bowen S. Diehl	Director, President and CEO		20 Jun 2018	6,247	116,596 (0%)	0%	11	68,717	Common Stock
Bowen S. Diehl	Director, President and CEO		20 Jun 2018	2,661	119,257 (0%)	0%	11.5	30,681	Common Stock
Bowen S. Diehl	Director, President and CEO		20 Jun 2018	5,705	2,852	-		-	Incentive Stock Option
Bowen S. Diehl	Director, President and CEO		20 Jun 2018	2,661	50,000	-		-	Non-qualified Stock Option
John H. Wilson	None	Purchase of securities on an exchange or from another person at price $ 17.10 per share.	23 Mar 2018	3,000	20,000 (0%)	0%	17.1	51,300	Common Stock
Michael Scott Sarner	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 16.24 per share.	09 Feb 2018	700	104,986 (0%)	0%	16.2	11,368	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 16.39 per share.	08 Feb 2018	3,050	14,937 (0%)	0%	16.4	49,990	Common Stock
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 16.66 per share.	28 Dec 2017	2,000	22,000 (0%)	0%	16.7	33,326	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Purchase of securities on an exchange or from another person at price $ 16.87 per share.	21 Nov 2017	380	85,147 (0%)	0%	16.9	6,410	Common Stock
William M. Ashbaugh	Sr. VP, Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Nov 2017	5,000	48,068 (0%)	0%		0	Common Stock
Bowen S. Diehl	Director, President and CEO		15 Nov 2017	46,800	141,807 (0%)	0%		0	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Nov 2017	20,000	84,767 (0%)	0%		0	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Nov 2017	39,000	104,286 (0%)	0%		0	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Purchase of securities on an exchange or from another person at price $ 17.00 per share.	13 Nov 2017	1,500	66,135 (0%)	0%	17.0	25,496	Common Stock
William M. Ashbaugh	Sr. VP, Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.99 per share.	10 Nov 2017	1,049	43,592 (0%)	0%	17.0	17,823	Common Stock
William M. Ashbaugh	Sr. VP, Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.95 per share.	10 Nov 2017	524	48,068 (0%)	0%	17.0	8,882	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.95 per share.	10 Nov 2017	1,368	84,767 (0%)	0%	17.0	23,188	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Payment of exercise price or tax liability using portion of securities received from the company at price $ 16.99 per share.	10 Nov 2017	1,641	64,635 (0%)	0%	17.0	27,881	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.31 per share.	31 Jul 2017	500	31,000 (0%)	0%	16.3	8,157	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.27 per share.	24 Jul 2017	500	31,500 (0%)	0%	16.3	8,135	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.14 per share.	17 Jul 2017	500	32,000 (0%)	0%	16.1	8,068	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.19 per share.	10 Jul 2017	500	32,500 (0%)	0%	16.2	8,093	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.15 per share.	03 Jul 2017	500	33,000 (0%)	0%	16.2	8,075	Common Stock
John H. Wilson	None	Purchase of securities on an exchange or from another person at price $ 16.30 per share.	28 Jun 2017	5,000	17,000 (0%)	0%	16.3	81,500	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.22 per share.	26 Jun 2017	500	33,500 (0%)	0%	16.2	8,109	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.14 per share.	19 Jun 2017	500	34,000 (0%)	0%	16.1	8,069	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.10 per share.	12 Jun 2017	500	34,500 (0%)	0%	16.1	8,050	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 16.26 per share.	07 Jun 2017	3,100	11,546 (0%)	0%	16.3	50,406	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.03 per share.	05 Jun 2017	500	35,000 (0%)	0%	16.0	8,015	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.00 per share.	01 Jun 2017	1,000	35,500 (0%)	0%	16	16,000	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.00 per share.	15 May 2017	500	36,500 (0%)	0%	16	8,000	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.03 per share.	08 May 2017	500	37,000 (0%)	0%	16.0	8,015	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.15 per share.	01 May 2017	500	37,500 (0%)	0%	16.2	8,075	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.01 per share.	24 Apr 2017	500	38,000 (0%)	0%	16.0	8,005	Common Stock
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 15.98 per share.	14 Mar 2017	10,400	20,000 (0%)	0%	16.0	166,217	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.52 per share.	10 Mar 2017	800	38,500 (0%)	0%	16.5	13,217	Common Stock
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.50 per share.	09 Mar 2017	5,200	39,300 (0%)	0%	16.5	85,804	Common Stock
Bowen S. Diehl	Director, President and CEO		08 Mar 2017	6,246	9,370	-		-	Non-qualified Stock Option
Bowen S. Diehl	Director, President and CEO		08 Mar 2017	33,321	141,233 (0%)	0%	11.5	384,191	Common Stock
Bowen S. Diehl	Director, President and CEO		08 Mar 2017	6,246	107,912 (0%)	0%	11	68,706	Common Stock
Bowen S. Diehl	Director, President and CEO		08 Mar 2017	5,704	101,666 (0%)	0%	11	62,744	Common Stock
Bowen S. Diehl	Director, President and CEO		08 Mar 2017	33,321	52,661	-		-	Non-qualified Stock Option
Bowen S. Diehl	Director, President and CEO		08 Mar 2017	5,704	8,557	-		-	Incentive Stock Option
Joseph B. Armes	None	Sale of securities on an exchange or to another person at price $ 16.60 per share.	03 Mar 2017	8,502	1,000 (0%)	0%	16.6	141,110	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Other type of transaction at price $ 0.00 per share.	31 Dec 2016	939	0	-		-	Put Option (Right to Sell)
Michael M. Rothenberg	Ten Percent Owner	Other type of transaction at price $ 0.00 per share.	31 Dec 2016	1,000	0	-		-	Put Option (Right to Sell)
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	14 Dec 2016	3,000	9,600	-		-	Common Stock
Joseph B. Armes	None	Gift of securities by or to the insider at price $ 0.00 per share.	08 Dec 2016	3,500	44,500	-		-	Common Stock
William M. Ashbaugh	Sr. VP, Managing Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Nov 2016	5,000	44,513	-		-	Common Stock
Bowen S. Diehl	Director, President and CEO		15 Nov 2016	43,125	147,712	-		-	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Nov 2016	20,000	64,918	-		-	Common Stock
Michael Scott Sarner	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Nov 2016	34,500	65,286	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	10 Nov 2016	7,100	8,350	-		-	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	13 Sep 2016	2,700	10,800	-		-	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	13 Sep 2016	900	11,700	-		-	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	13 Sep 2016	5,400	17,100	-		-	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Sep 2016	1,900	4,000	-		-	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Sep 2016	1,500	5,500	-		-	Common Stock
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Sep 2016	2,600	8,600	-		-	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Sep 2016	102	44,905	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	24 Jun 2016	1,000	4,395	-		-	Common Stock
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	24 Jun 2016	4,000	6,600	-		-	Common Stock
Douglas M. Kelley	Sr. VP, Managing Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	24 Jun 2016	1,775	44,803	-		-	Common Stock
Michael Scott Sarner	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	23 Jun 2016	4,986	30,786	-		-	Common Stock
Michael Scott Sarner	Chief Financial Officer	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	17 Jun 2016	1,800	25,800	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 Mar 2016	3,983	0	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 Mar 2016	1,991	0	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 Mar 2016	3,983	37,522	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 Mar 2016	1,991	39,513	-		-	Common Stock
John H. Wilson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	18 Mar 2016	2,000	12,000	-		-	Common Stock
Douglas M. Kelley	Sr. VP & Managing Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	18 Feb 2016	5,000	43,013	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	12 Feb 2016	950	3,395	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Jan 2016	1,000	1,000	-		-	Put Option (Right to Sell)
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Jan 2016	939	939	-		-	Put Option (right to sell)
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Jan 2016	1,100	1,660,113	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	14 Jan 2016	1,000	1,653,313	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	14 Jan 2016	5,700	1,659,013	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	1,100	1,562,938	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	3,000	1,565,938	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	700	1,566,638	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	1,000	1,567,638	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	500	1,568,138	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	2,573	1,570,711	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	22,416	1,593,127	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	43,733	1,636,860	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	14,453	1,651,313	-		-	Common Stock
Michael M. Rothenberg	Ten Percent Owner	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	07 Jan 2016	1,000	1,652,313	-		-	Common Stock
John H. Wilson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	17 Dec 2015	800	10,000	-		-	Common Stock
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Dec 2015	1,100	2,600	-		-	Common Stock
Bowen S. Diehl	Director, President and CEO		11 Dec 2015	587	104,587	-		-	Common Stock
Douglas M. Kelley	Sr. VP & Managing Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	20 Nov 2015	7,000	38,013	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	12 Nov 2015	870	2,445	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Nov 2015	10,000	21,000	-		-	Common Stock
Bowen S. Diehl	President and CEO		10 Nov 2015	47,000	104,000	-		-	Common Stock
Douglas M. Kelley	Sr. VP & Managing Director	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Nov 2015	24,000	31,013	-		-	Common Stock
Michael Scott Sarner	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	10 Nov 2015	24,000	24,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Oct 2015	17	3,983	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Oct 2015	9	1,991	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Oct 2015	82	19,918	-		-	Incentive Stock Option
Joseph B. Armes	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Oct 2015	55	13,445	-		-	Stock Option
Joseph B. Armes	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Oct 2015	352	85,981	-		-	Stock Option
Joseph B. Armes	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	14 Oct 2015	68	16,432	-		-	Stock Option
Bowen S. Diehl	President and CEO		14 Oct 2015	352	85,982	-		-	Stock Options
John H. Wilson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	24 Aug 2015	550	9,200	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	11 Aug 2015	300	1,575	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	11 Aug 2015	1,000	9,502	-		-	Common Stock
Matthew Bailey Golden	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	05 Jun 2015	1,100	1,800	-		-	Common Stock
William R. Thomas	None	Gift of securities by or to the insider at price $ 0.00 per share.	29 May 2015	2,000	3,529	-		-	Common Stock
William R. Thomas	None	Gift of securities by or to the insider at price $ 0.00 per share.	29 May 2015	4,000	5,529	-		-	Common Stock
William R. Thomas	None	Gift of securities by or to the insider at price $ 0.00 per share.	29 May 2015	14,000	9,529	-		-	Common Stock
Douglas M. Kelley	Sr. VP & Managing Director	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	29 May 2015	13	7,013	-		-	Common Stock
Matthew Bailey Golden	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	28 May 2015	100	2,900	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	22 May 2015	650	11,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 May 2015	650	11,650	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 May 2015	3,433	0	-		-	Incentive Stock Options
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	22 May 2015	3,433	11,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 May 2015	650	3,433	-		-	Incentive Stock Options
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 May 2015	3,433	14,433	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	2,108	15,108	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	20 May 2015	9,809	11,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	5,892	4,000	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	20 May 2015	4,108	11,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	3,917	4,083	-		-	Incentive Stock Options
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	5,892	18,892	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	2,000	2,000	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	2,000	13,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	3,917	20,809	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 May 2015	2,108	9,892	-		-	Incentive Stock Option
Jack D. Furst	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 May 2015	2,100	2,100	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	06 May 2015	275	1,275	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2015	18,300	29,300	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Mar 2015	1,700	11,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2015	18,300	1,700	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Mar 2015	17,300	12,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2015	2,000	13,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2015	2,000	4,000	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2015	1,700	12,700	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2015	1,700	0	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Mar 2015	1,000	11,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Mar 2015	2,000	11,000	-		-	Common Stock
Samuel B. Ligon	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	02 Mar 2015	220	12,900	-		-	Common Stock
William R. Thomas	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	27 Jan 2015	120,000	571,939	-		-	Common Stock
Samuel B. Ligon	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	27 Jan 2015	300	12,680	-		-	Common Stock
John H. Wilson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	16 Dec 2014	650	8,650	-		-	Common Stock
William R. Thomas	None	Gift of securities by or to the insider at price $ 0.00 per share.	16 Dec 2014	6,414	23,529	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Dec 2014	1,250	1,250	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	08 Dec 2014	2,500	8,502	-		-	Common Stock
Samuel B. Ligon	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	05 Dec 2014	380	12,380	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 Sep 2014	3,200	8,600	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 Sep 2014	3,200	6,600	-		-	Stock options
Kelly Tacke	SVP and CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2014	43,000	47,000	-		-	Common Stock
Kelly Tacke	SVP and CFO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2014	86,333	111,333	-		-	Stock Options
Joseph B. Armes	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2014	42,000	47,000	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	28 Aug 2014	86,333	116,333	-		-	Stock Options
Bowen S. Diehl	SVP and CIO		28 Aug 2014	42,000	57,000	-		-	Common Stock
Bowen S. Diehl	SVP and CIO		28 Aug 2014	86,334	116,334	-		-	Stock Options
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Aug 2014	1,000	5,400	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Aug 2014	1,000	9,800	-		-	Stock options
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	23 Jun 2014	2,000	4,400	-		-	Common Stock
Matthew Bailey Golden	Vice President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	23 Jun 2014	1,500	1,500	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	04 Jun 2014	847	5,649	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	04 Jun 2014	353	6,002	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	04 Jun 2014	1,802	4,802	-		-	Common Stock
Bowen S. Diehl	SVP, CIO		20 May 2014	5,000	15,000	-		-	Common Stock
Bowen S. Diehl	SVP and CIO		24 Mar 2014	1,427	10,000	-		-	Common Stock
Bowen S. Diehl	SVP and CIO		21 Mar 2014	1,473	8,573	-		-	Common Stock
Bowen S. Diehl	SVP and CIO		19 Mar 2014	1,000	7,000	-		-	Common Stock
Bowen S. Diehl	SVP and CIO		19 Mar 2014	100	7,100	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	14 Mar 2014	2,000	10,800	-		-	Stock options
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	14 Mar 2014	2,000	6,400	-		-	Common Stock
Glenn Neblett	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	03 Mar 2014	14,388	15,988	-		-	Common Stock
Glenn Neblett	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	03 Mar 2014	14,388	0	-		-	Stock options
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Feb 2014	24,000	100,000	-		-	Stock options
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Feb 2014	24,000	445,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Feb 2014	15,000	421,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Feb 2014	15,000	124,000	-		-	Stock options
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 Feb 2014	23,519	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 Feb 2014	23,519	139,000	-		-	Stock options
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 Feb 2014	23,519	429,811	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	14 Feb 2014	1,149	162,519	-		-	Stock options
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	14 Feb 2014	1,149	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	14 Feb 2014	1,149	407,411	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Feb 2014	3,610	409,902	-		-	Common Stock
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	13 Feb 2014	3,610	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	13 Feb 2014	3,610	163,668	-		-	Stock options
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	12 Feb 2014	34,942	441,234	-		-	Common Stock
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	12 Feb 2014	34,942	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	12 Feb 2014	34,942	167,278	-		-	Stock options
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Feb 2014	5,000	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Feb 2014	5,106	202,220	-		-	Stock options
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Feb 2014	106	406,398	-		-	Common Stock
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Feb 2014	106	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Feb 2014	5,000	411,292	-		-	Common Stock
William R. Thomas	None	Gift of securities by or to the insider at price $ 0.00 per share.	11 Feb 2014	1,470	29,943	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Feb 2014	1,174	208,500	-		-	Stock options
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Feb 2014	1,174	407,466	-		-	Common Stock
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 Feb 2014	1,174	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Feb 2014	500	239,500	-		-	Stock options
Gary L. Martin	None	Sale of securities on an exchange or to another person at price $ 0.00 per share.	05 Feb 2014	500	406,292	-		-	Common Stock
Gary L. Martin	None	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Feb 2014	500	406,792	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	03 Feb 2014	3,000	3,000	-		-	Common Stock
David R. Brooks	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	31 Jan 2014	1,500	1,500	-		-	Common Stock
Kelly Tacke	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	20 Jan 2014	25,000	25,000	-		-	Stock Option
Kelly Tacke	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	20 Jan 2014	4,000	4,000	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Dec 2013	1,000	3,600	-		-	Incentive Stock Option
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Dec 2013	560	4,100	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Dec 2013	500	3,600	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Dec 2013	600	3,000	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	19 Dec 2013	400	2,600	-		-	Common Stock
Ray D. Schwertner	Vice President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	19 Dec 2013	1,000	3,600	-		-	Common Stock
Joseph B. Armes	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jul 2013	30,000	30,000	-		-	Stock options
Joseph B. Armes	Director, President and CEO	Grant, award, or other acquisition of securities at price $ 0.00 per share.	15 Jul 2013	5,000	5,000	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 Jun 2013	400	500	-		-	Incentive Stock Option
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	20 Jun 2013	400	500	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jun 2013	1,094	2,844	-		-	Non-Qualifying Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jun 2013	384	2,134	-		-	Non-Qualifying Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jun 2013	1,094	2,844	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Jun 2013	1,094	1,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Jun 2013	384	2,134	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Jun 2013	384	1,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	10 Jun 2013	22	1,772	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	10 Jun 2013	22	1,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	10 Jun 2013	200	1,950	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	10 Jun 2013	200	1,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	10 Jun 2013	1,000	2,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	10 Jun 2013	1,000	1,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	10 Jun 2013	22	1,772	-		-	Non-Qualifying Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	10 Jun 2013	200	1,950	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	10 Jun 2013	1,000	2,750	-		-	Non-Qualifying Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Jun 2013	1,400	3,150	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Jun 2013	400	2,150	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Jun 2013	1,400	3,150	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 Jun 2013	1,400	1,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	06 Jun 2013	400	2,150	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 Jun 2013	400	1,750	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 Jun 2013	125	100	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	04 Jun 2013	75	225	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	20 May 2013	200	300	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 May 2013	225	933	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 May 2013	158	775	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 May 2013	16	759	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 May 2013	259	500	-		-	Common Stock
T. Duane Morgan	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	02 May 2013	250	250	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	21 Mar 2013	200	1,158	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2013	250	1,358	-		-	Incentive Stock Option
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	19 Mar 2013	250	1,358	-		-	Common Stock
Glenn Neblett	Chief Investment Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Mar 2013	403	603	-		-	Incentive Stock Option
Glenn Neblett	Chief Investment Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	11 Mar 2013	403	603	-		-	Common Stock
Glenn Neblett	Chief Investment Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Mar 2013	300	303	-		-	Common Stock
Glenn Neblett	Chief Investment Officer	Sale of securities on an exchange or to another person at price $ 0.00 per share.	11 Mar 2013	103	200	-		-	Common Stock
Gary L. Martin	Director, Chief Executive Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	08 Mar 2013	3,750	101,573	-		-	Non-Qualified Stock Option
Gary L. Martin	Director, Chief Executive Officer	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	08 Mar 2013	3,750	101,573	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	06 Mar 2013	200	1,108	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Mar 2013	2,000	3,750	-		-	Non-Qualifying Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Mar 2013	2,000	3,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	05 Mar 2013	2,000	1,750	-		-	Common Stock
Tracy L. Morris	CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Mar 2013	1,000	1,200	-		-	Incentive Stock Option
Tracy L. Morris	CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Mar 2013	220	1,420	-		-	Incentive Stock Option
Tracy L. Morris	CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Mar 2013	1,000	1,200	-		-	Common Stock
Tracy L. Morris	CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	05 Mar 2013	220	1,420	-		-	Common Stock
Tracy L. Morris	CFO	Sale of securities on an exchange or to another person at price $ 0.00 per share.	05 Mar 2013	1,220	200	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2013	1,000	2,750	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Mar 2013	1,000	2,750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	04 Mar 2013	1,000	1,750	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	01 Mar 2013	300	300	-		-	Incentive Stock Option
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	01 Mar 2013	300	1,308	-		-	Common Stock
Ray D. Schwertner	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	28 Feb 2013	300	1,008	-		-	Common Stock
Matthew Bailey Golden	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Jan 2013	750	750	-		-	Common Stock
Henry James Gohlke	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Jan 2013	500	2,500	-		-	Common Stock
Christopher Scott Shedd	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Jan 2013	750	750	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	17 Dec 2012	718	1,500	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	17 Dec 2012	2,500	2,218	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	14 Dec 2012	1,000	4,718	-		-	Common Stock
Henry James Gohlke	Vice President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	06 Nov 2012	62	1,951	-		-	Common Stock
Henry James Gohlke	Vice President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	06 Nov 2012	49	2,000	-		-	Common Stock
Henry James Gohlke	Vice President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	05 Nov 2012	174	1,889	-		-	Common Stock
Richard Strup	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	31 Oct 2012	76	200	-		-	Common Stock
Richard Strup	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	31 Oct 2012	24	124	-		-	Common Stock
Richard Strup	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	31 Oct 2012	200	500	-		-	Common Stock
Richard Strup	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	31 Oct 2012	100	300	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Oct 2012	300	300	-		-	Incentive Stock Option
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	26 Oct 2012	300	1,046	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	22 Jun 2012	350	4,150	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	22 Jun 2012	1,602	0	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	22 Jun 2012	406	1,602	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	22 Jun 2012	300	2,008	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	22 Jun 2012	1,842	2,308	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 Jun 2012	3,808	5,718	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 Jun 2012	1,692	9,526	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	15 Jun 2012	500	11,218	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	13 Jun 2012	2,250	4,500	-		-	Common Stock
William R. Thomas	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	30 May 2012	8,090	6,768	-		-	Common Stock
William R. Thomas	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	23 May 2012	6,090	6,090	-		-	Incentive Stock Option
William R. Thomas	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	23 May 2012	6,090	14,858	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 May 2012	300	746	-		-	Common Stock
Ray D. Schwertner	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 May 2012	300	300	-		-	Incentive Stock Option
Marquez Bella	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 May 2012	1,000	1,000	-		-	Incentive Stock Option
Marquez Bella	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 May 2012	1,000	1,000	-		-	Common Stock
Marquez Bella	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	21 May 2012	1,000	0	-		-	Common Stock
Glenn Neblett	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 May 2012	2,000	2,000	-		-	Incentive Stock Option
Glenn Neblett	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	21 May 2012	2,000	2,000	-		-	Common Stock
Glenn Neblett	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	21 May 2012	2,000	0	-		-	Common Stock
Gary L. Martin	Director, President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	7,500	7,500	-		-	Non-Qualified Stock Option
Gary L. Martin	Director, President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	7,500	97,423	-		-	Common Stock
William M. Ashbaugh	Senior VP	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	4,000	4,000	-		-	Incentive Stock Option
William M. Ashbaugh	Senior VP	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	4,000	9,718	-		-	Common Stock
William M. Ashbaugh	Senior VP	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	2,000	6,000	-		-	Incentive Stock Option
William M. Ashbaugh	Senior VP	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	2,000	11,718	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	2,000	2,000	-		-	Incentive Stock Option
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	1,500	3,500	-		-	Incentive Stock Option
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	1,500	6,750	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	4,500	8,000	-		-	Incentive Stock Option
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	2,000	5,250	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 May 2012	1,500	6,750	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 May 2012	3,000	8,250	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	4,500	11,250	-		-	Common Stock
Tracy L. Morris	CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	2,000	2,000	-		-	Incentive Stock Option
Tracy L. Morris	CFO	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 May 2012	2,000	2,000	-		-	Common Stock
Tracy L. Morris	CFO	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 May 2012	2,000	0	-		-	Common Stock
William R. Thomas	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	17 May 2012	2,000	2,000	-		-	Non-Qualified Stock Option
William R. Thomas	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	17 May 2012	2,000	8,768	-		-	Common Stock
William R. Thomas	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	14 Feb 2012	7,776	35,827	-		-	Common Stock
William R. Thomas	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	14 Feb 2012	2,224	33,603	-		-	Common Stock
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	09 Feb 2012	1,084	7,768	-		-	Common Stock
Gary L. Martin	Pres & Chairman of the Board	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	2,000	91,923	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	1,250	6,968	-		-	Common Stock
William R. Thomas	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	1,000	8,852	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	1,000	4,250	-		-	Common Stock
Tracy L. Morris	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	1,000	1,000	-		-	Common Stock
Ray D. Schwertner	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	1,000	1,446	-		-	Common Stock
Marquez Bella	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	1,000	1,000	-		-	Common Stock
Glenn Neblett	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	16 Jan 2012	1,000	1,000	-		-	Common Stock
Donald W. Burton	None	Sale or transfer of securities back to the company at price $ 0.00 per share.	30 Dec 2011	650	0	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Dec 2011	163	35,595	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Dec 2011	487	105,728	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Dec 2011	130	35,432	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Dec 2011	390	105,241	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Nov 2011	156	35,751	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	30 Nov 2011	462	106,190	-		-	Common Stock
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	14 Nov 2011	1,180	8,137	-		-	Common Stock
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	14 Nov 2011	285	7,852	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	03 Oct 2011	900	35,302	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	03 Oct 2011	2,700	104,851	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	03 Oct 2011	650	650	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Sep 2011	1,175	34,157	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Sep 2011	245	34,402	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Sep 2011	3,525	101,416	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Sep 2011	735	102,151	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 Aug 2011	2,500	3,250	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Aug 2011	1,500	0	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	04 Aug 2011	1,500	2,000	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	04 Aug 2011	1,500	500	-		-	Common Stock
William R. Thomas	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jul 2011	5,000	12,500	-		-	Incentive Stock Option
Tracy L. Morris	Chief Financial Officer	Grant, award, or other acquisition of securities at price $ 0.00 per share.	18 Jul 2011	5,000	14,200	-		-	Incentive Stock Option
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	16 Jun 2011	12	11,955	-		-	Common Stock
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	16 Jun 2011	12	3,000	-		-	Common Stock
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	16 Jun 2011	2,638	9,317	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 May 2011	140	32,982	-		-	Common Stock
Donald W. Burton	None	Grant, award, or other acquisition of securities at price $ 0.00 per share.	31 May 2011	417	97,891	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 Dec 2010	5,218	1,500	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 Dec 2010	5,218	5,218	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 Dec 2010	5,400	5,400	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	22 Dec 2010	5,400	0	-		-	Incentive Stock Option
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	21 Dec 2010	236	11,967	-		-	Common Stock
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	21 Dec 2010	236	2,988	-		-	Common Stock
William R. Thomas	Vice President	Gift of securities by or to the insider at price $ 0.00 per share.	17 Dec 2010	240	12,203	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 Aug 2010	782	6,718	-		-	Incentive Stock Option
William M. Ashbaugh	Senior Vice President	Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share.	18 Aug 2010	782	782	-		-	Common Stock
William M. Ashbaugh	Senior Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	18 Aug 2010	782	0	-		-	Common Stock
William R. Thomas	Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	03 Aug 2010	13,654	44,103	-		-	Common Stock
William R. Thomas	Assistant Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	02 Jun 2010	77	58,158	-		-	Common Stock
William R. Thomas	Assistant Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	02 Jun 2010	401	57,757	-		-	Common Stock
Gary L. Martin	Director, President, Chairman of Board	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Mar 2010	10,000	68,000	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	22 Mar 2010	5,000	22,500	-		-	Incentive Stock Option
William R. Thomas	Assistant Vice President	Sale of securities on an exchange or to another person at price $ 0.00 per share.	17 Nov 2009	10,000	58,235	-		-	Common Stock
William R. Thomas	Assistant Vice President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	12 Nov 2009	1,475	12,461	-		-	Common Stock
William R. Thomas	Assistant Vice President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	12 Nov 2009	18	12,443	-		-	Common Stock
Gary L. Martin	Director, President, Chairman of Board	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Oct 2009	18,750	58,000	-		-	Non-qualified Stock Option
William M. Ashbaugh	Senior Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Oct 2009	5,000	17,500	-		-	Incentive Stock Option
William R. Thomas	Assistant Vice President, Ten Percent Owner	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Oct 2009	5,000	10,000	-		-	Non-qualified Stock Option
Jeffrey G. Peterson	Vice President	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Oct 2009	5,000	20,400	-		-	Incentive Stock Option
Tracy L. Morris	Chief Financial Officer; Secy	Grant, award, or other acquisition of securities at price $ 0.00 per share.	19 Oct 2009	5,000	9,200	-		-	Incentive Stock Option
Graeme W. Henderson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	23 Sep 2009	1,000	12,000	-		-	Common Stock
Graeme W. Henderson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	17 Sep 2009	490	10,990	-		-	Common Stock
Graeme W. Henderson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	17 Sep 2009	10	11,000	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	15 Sep 2009	150	350	-		-	Common Stock
Graeme W. Henderson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	01 Sep 2009	500	10,500	-		-	Common Stock
William R. Thomas	Assistant Vice President, Ten Percent Owner	Gift of securities by or to the insider at price $ 0.00 per share.	27 Aug 2009	200	13,936	-		-	Common Stock
Graeme W. Henderson	None	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	19 Aug 2009	500	10,000	-		-	Common Stock
William R. Thomas	Assistant Vice President, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 0.00 per share.	08 Jun 2009	9,390	14,136	-		-	Common Stock
William R. Thomas	Assistant Vice President, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 0.00 per share.	04 Jun 2009	400	25,136	-		-	Common Stock
William R. Thomas	Assistant Vice President, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 0.00 per share.	04 Jun 2009	1,610	23,526	-		-	Common Stock
William R. Thomas	Assistant Vice President, Ten Percent Owner	Sale of securities on an exchange or to another person at price $ 0.00 per share.	02 Jun 2009	7,600	25,536	-		-	Common Stock
Jeffrey G. Peterson	Vice President	Purchase of securities on an exchange or from another person at price $ 0.00 per share.	06 May 2009	200	200	-		-	Common Stock

*All Values are in $ Million

Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc
Security Type: Share/ Warrants / Convertible Debentures

Data as reported to USA Exchanges

View All The Insider Trades disclosures

Insider Trading disclosures for Capital Southwest Corp.

The latest disclosure was made by Lynn Rogers-Windsor Ramona in Capital Southwest Corp. where a trade of 250 Common Stock done at an average price of $22.7 was reported to US exchanges on Dec. 12, 2024.

Screeners based on Insider Trading and SAST parameters